2023-06-06: Yang Hao: After investigation, it was found that you signed the release of "Kaisheng New Materials. Investment Value Research Report: Innovative Chemical Enterprises, Strong Competitiveness, Outstanding Growth." There are the following problems: First, the analysis and conclusions of the research report
CSRC
2023-06-06: Southwest Securities Co., Ltd. After investigation, it was found that your company has the following problems in the business of publishing research reports: I. Operational management aspects First, the internal control and process management is not sound, there are research subjects moved out
2023-06-06: Pike Tianhui: After investigation, it was found that you are. Without obtaining the qualification of securities analyst, unaudited published research opinions in the WeChat group, and the source of data is unknown, conclusions are not prudent, causing negative impact. The above acts violate the relevant
2023-06-06: This weekend, Cat's happy, is a picture given. An up host randomly interviewed passersby and asked them why they did not work on the working day. As a result, they met the Yes, that's our Wang Sicong. But look at the expression of torn onions, as if to say: "What do you want me to do?" she asked.
2023-06-05: Wang Lixin, Li Jianjun: According to the investigation, in July 2020, the average daily balance of North China Pharmaceutical Co., Ltd. (hereinafter referred to as "North China Pharmaceutical") deposit in the related party Tanzhong Energy Finance Co., Ltd. (hereinafter referred to as "Finance Company")
2023-06-05: Titanium Media App. On June 5 news, the SFC of Hong Kong today issued a consultation summary on further consultation on the proposed revision of the position limit system in the derivatives market. The SFC of Hong Kong, taking into account market advice, will implement the proposed amendments to provide
2023-06-05: Tencent News "First Line." Author. Li Hai Zhuhai Wanda Business Management, which submitted filing materials again after the third expiry of the prospectus, was recently issued supplementary materials by the International Department of the Securities Regulatory Commission. The International Department
2023-06-05: Create a standardized, transparent, open, dynamic and resilient capital market Institution-building, non-intervention, zero tolerance Fear the market, fear the rule of law, fear professional, fear risk, play together
2023-06-05: Zizhou Fund Sales Co., Ltd.: After investigation, your company has problems such as internal control and risk management system cannot be effectively implemented, failure to submit relevant materials and data in time, lack of office in business premises, etc.,... Violated... Measures for Supervision
2023-06-05: [2023] No. 94 Cinda Securities Limited: Your company has been identified as having the following problems in its asset management business: First, the internal control management of asset management business is not perfect and compliance management is not in place. Second, the investment operation
2023-06-05: Corporate bond issuers in each jurisdiction: According to the requirements of "Notice on Issuing and Issuing the Implementation Plan for Promoting Random Inspection Work of CSRC" and "Rules for the Implementation of Random Inspection Work of Hunan Securities Regulatory Bureau," our bureau selects them
2023-06-05: On June 5, Li Chunlin, deputy director of the National Development and Reform Commission, said at the State Council policy routine briefing that after the establishment of the new government, in accordance with the relevant requirements of institutional reform, the audit function of enterprise bond issuance
2023-06-05: Zhang Yuxiang, Liu Xinbin: After investigation, in July 2021, the average daily balance of North China Pharmaceutical Co., Ltd. (hereinafter referred to as "North China Pharmaceutical") deposits in the related party Tanzhong Energy Finance Co., Ltd. exceeded the maximum amount approved by the shareholders'
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CSRC
Decision on issuing a warning letter to Yang Hao
2023-06-06: Yang Hao: After investigation, it was found that you signed the release of "Kaisheng New Materials. Investment Value Research Report: Innovative Chemical Enterprises, Strong Competitiveness, Outstanding Growth." There are the following problems: First, the analysis and conclusions of the research report
CSRC.GOV
31 minutes ago
1 minute read
Decision on issuing a warning letter to Southwest Securities Co., Ltd.
2023-06-06: Southwest Securities Co., Ltd. After investigation, it was found that your company has the following problems in the business of publishing research reports: I. Operational management aspects First, the internal control and process management is not sound, there are research subjects moved out
CSRC.GOV
31 minutes ago
1 minute read
Decision on issuing a warning letter to Chi Tianhui
2023-06-06: Pike Tianhui: After investigation, it was found that you are. Without obtaining the qualification of securities analyst, unaudited published research opinions in the WeChat group, and the source of data is unknown, conclusions are not prudent, causing negative impact. The above acts violate the relevant
CSRC.GOV
31 minutes ago
1 minute read
The China Securities Regulatory Commission doesn't seem to trust Wang Jianlin.
2023-06-06: This weekend, Cat's happy, is a picture given. An up host randomly interviewed passersby and asked them why they did not work on the working day. As a result, they met the Yes, that's our Wang Sicong. But look at the expression of torn onions, as if to say: "What do you want me to do?" she asked.
NEW.QQ
1 hour ago
1 minute read
2023-06-05: Wang Lixin, Li Jianjun: According to the investigation, in July 2020, the average daily balance of North China Pharmaceutical Co., Ltd. (hereinafter referred to as "North China Pharmaceutical") deposit in the related party Tanzhong Energy Finance Co., Ltd. (hereinafter referred to as "Finance Company")
CSRC.GOV
11 hours ago
1 minute read
2023-06-05: Titanium Media App. On June 5 news, the SFC of Hong Kong today issued a consultation summary on further consultation on the proposed revision of the position limit system in the derivatives market. The SFC of Hong Kong, taking into account market advice, will implement the proposed amendments to provide
TMTPOST
14 hours ago
1 minute read
2023-06-05: Tencent News "First Line." Author. Li Hai Zhuhai Wanda Business Management, which submitted filing materials again after the third expiry of the prospectus, was recently issued supplementary materials by the International Department of the Securities Regulatory Commission. The International Department
NEW.QQ
16 hours ago
1 minute read
2023-06-05: Create a standardized, transparent, open, dynamic and resilient capital market Institution-building, non-intervention, zero tolerance Fear the market, fear the rule of law, fear professional, fear risk, play together
CSRC.GOV
16 hours ago
1 minute read
2023-06-05: Zizhou Fund Sales Co., Ltd.: After investigation, your company has problems such as internal control and risk management system cannot be effectively implemented, failure to submit relevant materials and data in time, lack of office in business premises, etc.,... Violated... Measures for Supervision
CSRC.GOV
16 hours ago
1 minute read
Decision on issuing an order to correct regulatory measures against Cinda Securities Co., Ltd.
2023-06-05: [2023] No. 94 Cinda Securities Limited: Your company has been identified as having the following problems in its asset management business: First, the internal control management of asset management business is not perfect and compliance management is not in place. Second, the investment operation
CSRC.GOV
16 hours ago
1 minute read
Notice on Announcing the 2023 Random Check List of Corporate Bond Issuers in the Hunan Jurisdiction
2023-06-05: Corporate bond issuers in each jurisdiction: According to the requirements of "Notice on Issuing and Issuing the Implementation Plan for Promoting Random Inspection Work of CSRC" and "Rules for the Implementation of Random Inspection Work of Hunan Securities Regulatory Bureau," our bureau selects them
CSRC.GOV
16 hours ago
1 minute read
2023-06-05: On June 5, Li Chunlin, deputy director of the National Development and Reform Commission, said at the State Council policy routine briefing that after the establishment of the new government, in accordance with the relevant requirements of institutional reform, the audit function of enterprise bond issuance
EASTMONEY
18 hours ago
1 minute read
2023-06-05: Zhang Yuxiang, Liu Xinbin: After investigation, in July 2021, the average daily balance of North China Pharmaceutical Co., Ltd. (hereinafter referred to as "North China Pharmaceutical") deposits in the related party Tanzhong Energy Finance Co., Ltd. exceeded the maximum amount approved by the shareholders'
CSRC.GOV
18 hours ago
1 minute read