CSRC

Decision on issuing a warning letter to Yang Hao

2023-06-06: Yang Hao: After investigation, it was found that you signed the release of "Kaisheng New Materials. Investment Value Research Report: Innovative Chemical Enterprises, Strong Competitiveness, Outstanding Growth." There are the following problems: First, the analysis and conclusions of the research report

 
CSRC.GOV 31 minutes ago 1 minute read

 
Decision on issuing a warning letter to Southwest Securities Co., Ltd.

2023-06-06: Southwest Securities Co., Ltd. After investigation, it was found that your company has the following problems in the business of publishing research reports: I. Operational management aspects First, the internal control and process management is not sound, there are research subjects moved out  

 
CSRC.GOV 31 minutes ago 1 minute read

 
Decision on issuing a warning letter to Chi Tianhui

2023-06-06: Pike Tianhui: After investigation, it was found that you are. Without obtaining the qualification of securities analyst, unaudited published research opinions in the WeChat group, and the source of data is unknown, conclusions are not prudent, causing negative impact. The above acts violate the relevant  

 
CSRC.GOV 31 minutes ago 1 minute read

 
The China Securities Regulatory Commission doesn't seem to trust Wang Jianlin.

2023-06-06: This weekend, Cat's happy, is a picture given. An up host randomly interviewed passersby and asked them why they did not work on the working day. As a result, they met the Yes, that's our Wang Sicong. But look at the expression of torn onions, as if to say: "What do you want me to do?" she asked.  

 
NEW.QQ 1 hour ago 1 minute read

 
China Securities Regulatory Commission Issues Supplementary Material Requirements for Zhuhai Wanda's Overseas Issuance and Listing Filing-News-China Net Real Estate


HOUSE.CHINA 11 hours ago 1 minute read

 
Decision of the Hebei Securities Regulatory Bureau on Administering Administrative Supervision Measures for Regulatory Talks against Wang Lixin and Li Jianjun (Decision on Administrative Supervision Measures ([2023] No. 10))

2023-06-05: Wang Lixin, Li Jianjun: According to the investigation, in July 2020, the average daily balance of North China Pharmaceutical Co., Ltd. (hereinafter referred to as "North China Pharmaceutical") deposit in the related party Tanzhong Energy Finance Co., Ltd. (hereinafter referred to as "Finance Company")

 
CSRC.GOV 11 hours ago 1 minute read

 
Hong Kong Securities Regulatory Commission: Plan to implement important legislative amendments in December


SOHU 11 hours ago 1 minute read

 
The CSRC filed a case for the violation of the palm stock information disclosure. There have been many previous convictions


TECH.SINA 14 hours ago 1 minute read

 
Hong Kong Securities Regulatory Commission Publishes Consultation Conclusions on Position Limit System

2023-06-05: Titanium Media App. On June 5 news, the SFC of Hong Kong today issued a consultation summary on further consultation on the proposed revision of the position limit system in the derivatives market. The SFC of Hong Kong, taking into account market advice, will implement the proposed amendments to provide  

 
TMTPOST 14 hours ago 1 minute read

 
[Administrative licensing matters] Announcement of the basic information of companies applying for registration for mergers, acquisitions and reorganizations on the Science and Technology Innovation Board in 2023


CSRC.GOV 15 hours ago 1 minute read

 
First line|The China Securities Regulatory Commission asked Wanda Commercial Management: The accumulated dividends in three and a half years are 13.2 billion, why is it going public?

2023-06-05: Tencent News "First Line." Author. Li Hai Zhuhai Wanda Business Management, which submitted filing materials again after the third expiry of the prospectus, was recently issued supplementary materials by the International Department of the Securities Regulatory Commission. The International Department  

 
NEW.QQ 16 hours ago 1 minute read

 
Statistical Table of Transactions of Major Products in the Futures Market for the 22nd Week of 2023 (2023-05-29 to 2023-06-02)


CSRC.GOV 16 hours ago 1 minute read

 
Statistical Form of Guidance and Acceptance Work for Applying for Public Issuance of Stocks and Listing on the Beijing Stock Exchange in Hubei Jurisdiction (as of May 31, 2023)

2023-06-05: Create a standardized, transparent, open, dynamic and resilient capital market Institution-building, non-intervention, zero tolerance Fear the market, fear the rule of law, fear professional, fear risk, play together

 
CSRC.GOV 16 hours ago 1 minute read

 
Decision on taking supervisory measures against Zizhou Fund Sales Co., Ltd. to order to suspend relevant business

2023-06-05: Zizhou Fund Sales Co., Ltd.: After investigation, your company has problems such as internal control and risk management system cannot be effectively implemented, failure to submit relevant materials and data in time, lack of office in business premises, etc.,... Violated... Measures for Supervision  

 
CSRC.GOV 16 hours ago 1 minute read

 
Bringing together the joint efforts of securities inspection and law enforcement to escort the reform and development of Yunnan's capital market to a stable and long-term


CSRC.GOV 16 hours ago 1 minute read

 
Decision on issuing an order to correct regulatory measures against Cinda Securities Co., Ltd.

2023-06-05: [2023] No. 94 Cinda Securities Limited: Your company has been identified as having the following problems in its asset management business: First, the internal control management of asset management business is not perfect and compliance management is not in place. Second, the investment operation  

 
CSRC.GOV 16 hours ago 1 minute read

 
Notice on Announcing the 2023 Random Check List of Corporate Bond Issuers in the Hunan Jurisdiction

2023-06-05: Corporate bond issuers in each jurisdiction: According to the requirements of "Notice on Issuing and Issuing the Implementation Plan for Promoting Random Inspection Work of CSRC" and "Rules for the Implementation of Random Inspection Work of Hunan Securities Regulatory Bureau," our bureau selects them  

 
CSRC.GOV 16 hours ago 1 minute read

 
The first batch of corporate bonds reviewed and issued by the China Securities Regulatory Commission have been officially issued on the market

2023-06-05: On June 5, Li Chunlin, deputy director of the National Development and Reform Commission, said at the State Council policy routine briefing that after the establishment of the new government, in accordance with the relevant requirements of institutional reform, the audit function of enterprise bond issuance  

 
EASTMONEY 18 hours ago 1 minute read

 
Decision of the Hebei Securities Regulatory Bureau on the Administrative Supervision Measures of Issuing Warning Letters to Zhang Yuxiang and Liu Xinyan (Decision on Administrative Supervision Measures ([2023] No. 11))

2023-06-05: Zhang Yuxiang, Liu Xinbin: After investigation, in July 2021, the average daily balance of North China Pharmaceutical Co., Ltd. (hereinafter referred to as "North China Pharmaceutical") deposits in the related party Tanzhong Energy Finance Co., Ltd. exceeded the maximum amount approved by the shareholders'  

 
CSRC.GOV 18 hours ago 1 minute read

 
National Development and Reform Commission: The first batch of corporate bonds reviewed and issued by the China Securities Regulatory Commission has been officially issued on the market


GONGYI.PEOPLE 19 hours ago 1 minute read

 

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CSRC


Decision on issuing a warning letter to Yang Hao

2023-06-06: Yang Hao: After investigation, it was found that you signed the release of "Kaisheng New Materials. Investment Value Research Report: Innovative Chemical Enterprises, Strong Competitiveness, Outstanding Growth." There are the following problems: First, the analysis and conclusions of the research report


CSRC.GOV 31 minutes ago 1 minute read

 

Decision on issuing a warning letter to Southwest Securities Co., Ltd.

2023-06-06: Southwest Securities Co., Ltd. After investigation, it was found that your company has the following problems in the business of publishing research reports: I. Operational management aspects First, the internal control and process management is not sound, there are research subjects moved out  


CSRC.GOV 31 minutes ago 1 minute read

 

Decision on issuing a warning letter to Chi Tianhui

2023-06-06: Pike Tianhui: After investigation, it was found that you are. Without obtaining the qualification of securities analyst, unaudited published research opinions in the WeChat group, and the source of data is unknown, conclusions are not prudent, causing negative impact. The above acts violate the relevant  


CSRC.GOV 31 minutes ago 1 minute read

 

The China Securities Regulatory Commission doesn't seem to trust Wang Jianlin.

2023-06-06: This weekend, Cat's happy, is a picture given. An up host randomly interviewed passersby and asked them why they did not work on the working day. As a result, they met the Yes, that's our Wang Sicong. But look at the expression of torn onions, as if to say: "What do you want me to do?" she asked.  


NEW.QQ 1 hour ago 1 minute read

 
China Securities Regulatory Commission Issues Supplementary Material Requirements for Zhuhai Wanda's Overseas Issuance and Listing Filing-News-China Net Real Estate


HOUSE.CHINA 11 hours ago 1 minute read

 

Decision of the Hebei Securities Regulatory Bureau on Administering Administrative Supervision Measures for Regulatory Talks against Wang Lixin and Li Jianjun (Decision on Administrative Supervision Measures ([2023] No. 10))

2023-06-05: Wang Lixin, Li Jianjun: According to the investigation, in July 2020, the average daily balance of North China Pharmaceutical Co., Ltd. (hereinafter referred to as "North China Pharmaceutical") deposit in the related party Tanzhong Energy Finance Co., Ltd. (hereinafter referred to as "Finance Company")


CSRC.GOV 11 hours ago 1 minute read

 
Hong Kong Securities Regulatory Commission: Plan to implement important legislative amendments in December


SOHU 11 hours ago 1 minute read

 
The CSRC filed a case for the violation of the palm stock information disclosure. There have been many previous convictions


TECH.SINA 14 hours ago 1 minute read

 

Hong Kong Securities Regulatory Commission Publishes Consultation Conclusions on Position Limit System

2023-06-05: Titanium Media App. On June 5 news, the SFC of Hong Kong today issued a consultation summary on further consultation on the proposed revision of the position limit system in the derivatives market. The SFC of Hong Kong, taking into account market advice, will implement the proposed amendments to provide  


TMTPOST 14 hours ago 1 minute read

 
[Administrative licensing matters] Announcement of the basic information of companies applying for registration for mergers, acquisitions and reorganizations on the Science and Technology Innovation Board in 2023


CSRC.GOV 15 hours ago 1 minute read

 

First line|The China Securities Regulatory Commission asked Wanda Commercial Management: The accumulated dividends in three and a half years are 13.2 billion, why is it going public?

2023-06-05: Tencent News "First Line." Author. Li Hai Zhuhai Wanda Business Management, which submitted filing materials again after the third expiry of the prospectus, was recently issued supplementary materials by the International Department of the Securities Regulatory Commission. The International Department  


NEW.QQ 16 hours ago 1 minute read

 
Statistical Table of Transactions of Major Products in the Futures Market for the 22nd Week of 2023 (2023-05-29 to 2023-06-02)


CSRC.GOV 16 hours ago 1 minute read

 

Statistical Form of Guidance and Acceptance Work for Applying for Public Issuance of Stocks and Listing on the Beijing Stock Exchange in Hubei Jurisdiction (as of May 31, 2023)

2023-06-05: Create a standardized, transparent, open, dynamic and resilient capital market Institution-building, non-intervention, zero tolerance Fear the market, fear the rule of law, fear professional, fear risk, play together


CSRC.GOV 16 hours ago 1 minute read

 

Decision on taking supervisory measures against Zizhou Fund Sales Co., Ltd. to order to suspend relevant business

2023-06-05: Zizhou Fund Sales Co., Ltd.: After investigation, your company has problems such as internal control and risk management system cannot be effectively implemented, failure to submit relevant materials and data in time, lack of office in business premises, etc.,... Violated... Measures for Supervision  


CSRC.GOV 16 hours ago 1 minute read

 
Bringing together the joint efforts of securities inspection and law enforcement to escort the reform and development of Yunnan's capital market to a stable and long-term


CSRC.GOV 16 hours ago 1 minute read

 

Decision on issuing an order to correct regulatory measures against Cinda Securities Co., Ltd.

2023-06-05: [2023] No. 94 Cinda Securities Limited: Your company has been identified as having the following problems in its asset management business: First, the internal control management of asset management business is not perfect and compliance management is not in place. Second, the investment operation  


CSRC.GOV 16 hours ago 1 minute read

 

Notice on Announcing the 2023 Random Check List of Corporate Bond Issuers in the Hunan Jurisdiction

2023-06-05: Corporate bond issuers in each jurisdiction: According to the requirements of "Notice on Issuing and Issuing the Implementation Plan for Promoting Random Inspection Work of CSRC" and "Rules for the Implementation of Random Inspection Work of Hunan Securities Regulatory Bureau," our bureau selects them  


CSRC.GOV 16 hours ago 1 minute read

 

The first batch of corporate bonds reviewed and issued by the China Securities Regulatory Commission have been officially issued on the market

2023-06-05: On June 5, Li Chunlin, deputy director of the National Development and Reform Commission, said at the State Council policy routine briefing that after the establishment of the new government, in accordance with the relevant requirements of institutional reform, the audit function of enterprise bond issuance  


EASTMONEY 18 hours ago 1 minute read

 

Decision of the Hebei Securities Regulatory Bureau on the Administrative Supervision Measures of Issuing Warning Letters to Zhang Yuxiang and Liu Xinyan (Decision on Administrative Supervision Measures ([2023] No. 11))

2023-06-05: Zhang Yuxiang, Liu Xinbin: After investigation, in July 2021, the average daily balance of North China Pharmaceutical Co., Ltd. (hereinafter referred to as "North China Pharmaceutical") deposits in the related party Tanzhong Energy Finance Co., Ltd. exceeded the maximum amount approved by the shareholders'  


CSRC.GOV 18 hours ago 1 minute read

 
National Development and Reform Commission: The first batch of corporate bonds reviewed and issued by the China Securities Regulatory Commission has been officially issued on the market


GONGYI.PEOPLE 19 hours ago 1 minute read

 

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